The important thing to remember when gathering evidence is that the more evidence the better - that is, the more evidence you gather to demonstrate your skills, the more confident an assessor can be that you have learned the skills not just at one point in time, but are continuing to apply and develop those skills (as opposed to just learning for the test!). Furthermore, one piece of evidence that you collect will not usualy demonstrate all the required criteria for a unit of competency, whereas multiple overlapping pieces of evidence will usually do the trick!
From the Wiki University
What evidence can you provide to prove your understanding of each of the following citeria?
Establish actions, timings and priorities needed to implement complex and/or innovative financial plan
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Special features of client situation are reviewed for implementation implications including high asset, income or expenditure requirements, complex taxation and or legal issues, or complex estate planning issues Completed |
Evidence:
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Implementation actions are established which are consistent with client needs and specifications are prioritised and timings for each implementation established Completed |
Evidence:
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Implementation actions required by the client are clearly explained and written agreement to actions is obtained Completed |
Evidence:
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Implementation actions including timing and priority are to maximum advantage for client and implementation diaries and other appropriate records are established Completed |
Evidence:
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Establish procedures for implementation of financial plan
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Personnel to implement each action in the financial plan are identified and briefed Completed |
Evidence:
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Internal and external documentation requirements are identified and followed Completed |
Evidence:
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Implementation actions that depend on or involve actions by other professional such as accountants and lawyers are coordinated with these professionals Completed |
Evidence:
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Audit trails and monitoring procedures are established for critical implementation timings and priorities Completed |
Evidence:
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Undertake and/or supervise implementation of financial plan actions
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Representative ensures client is briefed on actions they must undertake and assistance is provided where needed Completed |
Evidence:
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Representative ensures instructions are issued to internal and external personnel as per plan requirements Completed |
Evidence:
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Consultation and monitoring is maintained with other professionals where joint implementation action is required Completed |
Evidence:
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Checks and follow-ups are made on lodgement of documentation to ensure plan timings are met Completed |
Evidence:
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Representative ensures fees and charges are obtained and processed according to organisation and legislative requirements Completed |
Evidence:
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Client is debriefed and any concerns are addressed Completed |
Evidence:
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